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Articles Posted in Investment fraud

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Beware of Financial Fraud During Troubled Times–Ed Martin, Sage Investigations, LLC

From Bryan Forman, Forman Law Firm, P. C.–In an effort to provide our readers with unique perspective of other professionals in the world of investments and securities regulation, arbitration, and litigation, I will occasionally invite friends, colleagues, and other experts to publish a blog piece from their unique perspective.  If…

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Texas Securities Act– The Statutory Basis for a $2.8 Million Arbitration Award On a $1.6 Million Investment.

Austin, Texas Investor Wins $ 2.8 Million in Arbitration on Claims Under The Texas Securities Act Investors in Private Offerings in Texas Have Substantial Tools At Their Disposal Through the Texas Securities Act (TSA). In February of 2018, we posted a piece about how the Texas Securities Act was a…

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Investing On Margin–Will Your Chickens Come Home to Roost?

While we sometimes hear our politicians scream about someone’s “chickens coming home to roost,” the origin really deals with curses and offensive words and actions that may come back to haunt you.  The old adage suggests your curses and offensive conduct are like young chickens, and will eventually come home…

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“A Recovery Checklist For Victims of Investment Fraud”

This week FINRA published a Recovery Checklist for Victims of Investment Fraud and at the risk of being called sensitive, it seems the Checklist seemed to omit, at least on its face, that hiring an attorney may be the most direct route to seeking any compensation that may be due…

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